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Investment Advisers Act of 1940, as in Effect July 1, 1974
Language: en
Pages: 36

Investment Advisers Act of 1940, as in Effect July 1, 1974

Authors: United States. Securities and Exchange Commission
Categories: Securities
Type: BOOK - Published: 1974 - Publisher:

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Model Rules of Professional Conduct
Language: en
Pages: 216

Model Rules of Professional Conduct

Authors: American Bar Association. House of Delegates
Categories: Law
Type: BOOK - Published: 2007 - Publisher: American Bar Association

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The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions lo
Monthly Catalog of United States Government Publications
Language: en
Pages: 1228

Monthly Catalog of United States Government Publications

Authors: United States. Superintendent of Documents
Categories: Government publications
Type: BOOK - Published: 1978 - Publisher:

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February issue includes Appendix entitled Directory of United States Government periodicals and subscription publications; September issue includes List of depo
United States Code
Language: en
Pages: 1448

United States Code

Authors: United States
Categories: Law
Type: BOOK - Published: 2008 - Publisher:

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Investment Adviser Regulation
Language: en
Pages: 0

Investment Adviser Regulation

Authors: Clifford E. Kirsch
Categories: Business & Economics
Type: BOOK - Published: 2006 - Publisher:

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Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law gives you the thorough regulatory guidance you need to understand the rules curren