Related Books

New Accountability in Financial Services
Language: en
Pages: 234
Authors: Joe McGrath
Categories: Social Science
Type: BOOK - Published: 2022-01-01 - Publisher: Springer Nature

GET EBOOK

This book is a critical examination of recently introduced individual accountability regimes that apply to the financial services industry in the UK (SMCR) and
Conduct and Accountability in Financial Services
Language: en
Pages: 369
Authors: Stacey English
Categories: Law
Type: BOOK - Published: 2018-11-23 - Publisher: Bloomsbury Publishing

GET EBOOK

Are you fully prepared for the implementation of the Senior Managers and Certification Regime across financial services firms and the related regulatory scrutin
Senior Individual Accountability in the Financial Services Arena
Language: en
Pages: 210
Authors: David Michael Berman
Categories: Financial services industry
Type: BOOK - Published: 2017 - Publisher:

GET EBOOK

A Practitioner's Guide to Individual Conduct and Accountability in Financial Services Firms
Language: en
Pages: 636
Authors: Peter Snowdon
Categories: Banking law
Type: BOOK - Published: 2016-06-24 - Publisher:

GET EBOOK

This title gives detailed and practical guidance on the new rules governing the conduct and behaviour of individuals in financial institutions, from obtaining a
Corporate Governance and Accountability of Financial Institutions
Language: en
Pages: 428
Authors: Jonas Abraham Akuffo
Categories: Business & Economics
Type: BOOK - Published: 2021-01-06 - Publisher: Springer Nature

GET EBOOK

The presence of sound corporate governance in a financial institution is important in maintaining the confidence of both the market and the public. The power th