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SEC and CFTC fines followup collection programs are improving, but further steps are warranted.
Language: en
Pages: 51

SEC and CFTC fines followup collection programs are improving, but further steps are warranted.

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Type: BOOK - Published: - Publisher: DIANE Publishing

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SEC and CFTC penalities continued progress made in collection efforts, but greater SEC management attention is needed : report to congressional requesters.
Language: en
Pages: 52

SEC and CFTC penalities continued progress made in collection efforts, but greater SEC management attention is needed : report to congressional requesters.

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Type: BOOK - Published: 2005 - Publisher: DIANE Publishing

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SEC and CFTC Penalties
Language: en
Pages: 50

SEC and CFTC Penalties

Authors: Richard J. Hillman
Categories: Business & Economics
Type: BOOK - Published: 2006-03 - Publisher: DIANE Publishing

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The SEC & Commodity Futures Trading Comm. (CFTC) impose penalties, disgorgements, & restitution on proven & alleged violators of the securities & futures laws,
Sec and Cftc Fines Follow-up
Language: en
Pages: 52

Sec and Cftc Fines Follow-up

Authors: United States Government Accountability Office
Categories:
Type: BOOK - Published: 2017-10-21 - Publisher: Createspace Independent Publishing Platform

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SEC and CFTC Fines Follow-Up: Collection Programs Are Improving, but Further Steps Are Warranted
The Commodity Futures Trading Commission
Language: en
Pages: 110

The Commodity Futures Trading Commission

Authors: Jason H. Burns
Categories: Business & Economics
Type: BOOK - Published: 2008 - Publisher: Nova Publishers

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This book focuses on four energy commodities -- crude oil, unleaded gasoline, natural gas, and heating oil -- and Commodity Futures Trading Commission's oversig